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Showing 541 to 550 of 2511 search results for pensions advice.

  1. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

  2. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    discharge their responsibility to ensure that consumers get proper advice from their ARs. ... The FCA has required the firms to conduct further Past Business Reviews (PBR) in relation to its pension-switching recommendations and its promotion and sale of

  3. PS17/12: Implementing information prompts in the annuity market

    Policy statements Published: 26/05/2017 Last modified: 11/07/2017
    This policy statement sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.

  4. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  5. CP23/12: Expansion of the Dormant Assets scheme – second phase

    Consultations Consultation papers Published: 22/05/2023 Last modified: 22/05/2023
    We are consulting on the second phase of the Dormant Assets Scheme (DAS).

  6. Keeping pace with rising costs – improving financial inclusion for consumers

    Speeches Published: 01/06/2022 Last modified: 01/05/2024
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Financial Inclusion Virtual Summit 2022

  7. Wellington Court Financial Services Ltd has temporary permissions removed

    News stories Published: 06/10/2023 Last modified: 06/10/2023
    Wellington Court Financial Services Limited has had its temporary permissions revoked.

  8. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  9. Information relating to claims management company (CMC) authorisation - October 2021

    FOI Release Date of Release: 28/10/2021
    The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation.

  10. Financial Lives Survey 2017: Data Tables: Volume 20 - Custom tables [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: regulated advice, general insurance cross product holdings, gender, retirement income, switching day to day accounts. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with