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Showing 551 to 560 of 2511 search results for pensions advice.

  1. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

  2. FCA stops Alexander David Securities Limited disposing of assets without permission

    Statements Published: 29/04/2022 Last modified: 29/04/2022
    The FCA has imposed requirements on corporate advisory firm, Alexander David Securities Limited (ADSL), which means it must not dispose of any assets without the written consent of the FCA. Since 29 June 2020, ADSL has not been permitted to

  3. Rainbow Saver Anglia Credit Union Limited enters administration

    News stories Published: 18/05/2022 Last modified: 18/05/2022
    Rainbow Saver Anglia Credit Union Limited was placed into administration on 18 May 2022 and has now stopped trading. James Sleight and Peter Hart of PKF Geoffrey Martin & Co Limited have been appointed as joint administrators. 

  4. PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance

    Policy statements Published: 01/12/2021 Last modified: 01/12/2021
    We have published our final rules and guidance for firms on the stronger nudge to Pension Wise guidance.

  5. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    Mr Rees and Mr Hughes had advised customers to switch into self-invested personal pensions (SIPPs), which enabled those customers to invest in unregulated and often high risk products, regardless of ... By enabling customers to invest in unregulated and

  6. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

    Policy statements Published: 27/11/2014 Last modified: 17/08/2021
    This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

  7. TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration

    Firms in administration News stories Published: 05/06/2024 Last modified: 05/06/2024
    TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives.

  8. Two financial advisers banned and fined after investors lose out

    Press Releases Published: 18/10/2013 Last modified: 18/10/2013
    The least consumers should expect from those they turn to for investment advice is honesty and integrity. ... Those affected by bad investment advice provided by Bentley-Leek Financial Management should contact the FSCS on 0800 678 1100to see whether

  9. Financial Lives 2020 survey: the impact of coronavirus

    Data and research Financial Lives Published: 11/02/2021 Last modified: 26/07/2023
    The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.

  10. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

    Press Releases Published: 25/08/2020 Last modified: 25/08/2020
    A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.