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Showing 591 to 600 of 2511 search results for pensions advice.

  1. Birmingham Inner Circle Community Credit Union Limited enters administration

    News stories Published: 26/09/2022 Last modified: 26/09/2022
    Birmingham Inner Circle Community Credit Union Limited was placed into administration on 26 September 2022 and has now stopped trading. Dina Devalia and James Varney of Quantuma Advisory Limited have been appointed as joint administrators.
  2. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.
  3. CP19/30: Regulatory fees and levies: policy proposals for 2020/21

    Consultation papers Published: 13/11/2019 Last modified: 13/11/2019
    This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees.
  4. Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns

    Press Releases Published: 01/08/2018 Last modified: 01/08/2018
    On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management
  5. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

    Press Releases Published: 12/07/2016 Last modified: 12/07/2016
    Working closely with stakeholders through the Debt Market Forum, Project Innovate and the Financial Advice Market Review;. ... pension providers’ at retirement communications with their customers; and.
  6. New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel

    Press Releases Published: 30/05/2022 Last modified: 30/05/2022
    The Financial Conduct Authority (FCA) has appointed Helen Charlton as the Chair of the Financial Services Consumer Panel, and Andy Mielczarek as the Chair of the FCA Smaller Business Practitioner Panel, succeeding Wanda Goldwag and Marlene Shiels
  7. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

    News stories Published: 03/11/2017 Last modified: 12/04/2024
    The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector.
  8. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.
  9. Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures

    Research articles Published: 25/10/2022 Last modified: 25/10/2022
    To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research.
  10. FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms

    Finalised guidance Published: 20/06/2014 Last modified: 20/10/2014
    Another respondent believes that the term ‘commission’ should be replaced by ‘non-advised fee’, so that consumers are aware that the payment comes out of their pension fund. ... working and purchase an annuity without receiving advice.