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Showing 711 to 720 of 2511 search results for pensions advice.

  1. FSA alert: Advising on pension transfers with a view to investing pension monies into unregulated products through a SIPP [pdf]

    Archive Published: 18/01/2013 Last modified: 03/08/2016

  2. Unfair contracts

    Report a firm Published: 05/04/2016 Last modified: 19/08/2021
    Financial firms must provide clear and fair contracts, and cannot enforce unfair terms. Find out how to report an unfair contract term to us.

  3. Advice Gap Analysis: Report to FCA [pdf]

    External research Published: 16/12/2014 Last modified: 16/12/2014
    The purpose of this document is to set out the results of analysis carried out by Towers Watson into the possible existence and size of an advice gap in the UK retail investments market.

  4. Retirement income advice survey [pdf]

    Corporate documents Published: 20/03/2024
    This survey is for completion by Directly Authorised firms, including Principal Firms that have Appointed Representatives (ARs).

  5. CP16/22: Pension Wise standards: changes for secondary annuity market guidance [pdf]

    Consultation papers Published: 06/09/2016 Last modified: 06/09/2016
    We are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

  6. Appropriate Examinations: Lifetime Mortgage Activities [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those advising a customer on equity release transactions

  7. Loan fee fraud

    Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
    Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.

  8. Insurance: business practice, suitability and eligibility

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
    The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

  9. Financial Advice Working Group established

    News stories Published: 20/06/2016 Last modified: 03/10/2016
    Financial Advice Working Group established. News stories First published:. 20/06/2016. Last updated: 03/10/2016. ... The Financial Advice Working Group has been established in response to the recommendations of the Financial Advice Market Review (FAMR)

  10. Impact assessment: CP17/16, PS18/6: Advising on pension transfers [PDF] [pdf]

    Impact assessments Published: 14/08/2019
    This impact assessment relates to CP17/16, PS18/6: Advising on pension transfers. It has been verified by the Regulatory Policy Committee.