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Showing 771 to 780 of 2510 search results for pensions advice.
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Pensions [pdf]
Paper from the Future Horizons Conference. -
Advised and non-advised sales
Firms can offer either advised or non-advised sales. Find out about the difference here. -
Implementing the Consumer Duty for the Debt Advice portfolio [pdf]
Consumer Duty letter for the Debt Advice portfolio -
Application for firms setting up and operating of advising on personal pension schemes including SIPPs [doc]
Variation of Permission (VOP) Application -
PS23/7: Broadening retail and pensions access to the long-term asset fund [pdf]
This Policy Statement summarises feedback to the consultation on broadening out the distribution of the long-term asset fund (LTAF) to retail investors and pension holders, and describes our proposed response. -
Approved Persons Regime
Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
UK AIFM and NPPR fees
Find out about fees for authorised and registered Alternative Investment Fund Managers (AIFMs), and the National Private Placement Regime (NPPR). -
CP22/3: Pensions dashboards: proposed rules for pension providers [pdf]
The focus of this paper is the FCA’s responsibilities in delivering pensions dashboards, but we are just one of many organisations involved. -
TechSprints
Find out more about what TechSprints are and details of our upcoming TechSprint events.