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Showing 821 to 830 of 2510 search results for pensions advice.
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CP16/15: Capping early exit pension charges [pdf]
On 19 January 2016 the Chancellor announced that the Government would introduce legislation to place a new duty on the FCA to cap early exit charges in certain pension contracts. This Consultation Paper sets out our proposals on the application and -
Clearing obligation
Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT. -
Appropriate Examinations: Mortgage Advice [pdf]
Standards for Appropriate Examinations for those advising a customer on a regulated mortgage contract -
PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8 [pdf]
This Policy Statement (PS) sets out our response to the feedback we received to Consultation Paper CP19/10: Publishing and disclosing costs and charges to workplace pension scheme members. -
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
FS18/3: Regulating the pensions and retirement income sector: Our strategic approach [pdf]
We report on the main issues arising from our joint Call for Input with The Pensions Regulator. -
PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme [pdf]
Feedback to our consultation paper in relation to the proposed extension of the asset retention requirement and our final rules. -
CP21/30: Debt packagers: proposals for new rules [pdf]
Our proposals aim to reduce the risk that consumers get non-compliant debt advice that is biased towards debt solutions which may not meet the needs of consumers but that generate referral fees for the debt advice firm -
CP20/16: Debt advice levy rates for 2020/21 – additional funding [pdf]
FCA CP20/16 Debt advice levy rates for 2020/21 – additional funding. -
CP23/24: Capital deduction for redress: personal investment firms [pdf]
We highlighted the rising cost of FSCS compensation caused by financial advice firms. This rise in FSCS costs has led to criticism from some firms and trade bodies that the levy is unsustainable and that it represents our failure to prevent harm.