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Showing 871 to 880 of 2510 search results for pensions advice.

  1. TR14/21 Retail investment advice: Adviser charging and services [pdf]

    Thematic reviews Published: 16/12/2014 Last modified: 16/12/2014

  2. MoU between the FCA and Pensions Regulator (TPR) [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
    The purpose of the MoU is to facilitate and provide a framework for co-operation and co-ordination between the FCA and TPR. It sets out the respective regulatory responsibilities of the FCA and TPR and includes arrangements for co-operation and the

  3. TR15/8: Quality of debt management advice

    Thematic reviews Published: 25/06/2015 Last modified: 16/08/2021
    This paper reports on the findings of the FCA's thematic review of the quality of debt management advice.

  4. GC14/3 Retail investment advice: Clarifying the boundaries and exploring the barriers to market development [pdf]

    Guidance consultations Published: 11/07/2014 Last modified: 11/07/2014

  5. TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation and simplified advice [pdf]

    Thematic reviews Published: 11/07/2014 Last modified: 11/07/2014

  6. [doc]

    Documents Published: 25/03/2013 Last modified: 25/03/2013

  7. ScamSmart Pensions 2022 Partner Toolkit [zip]

    Published: 06/10/2022
    ScamSmart Pensions 2022 Partner Toolkit

  8. Whistleblowing: Speaking to the FCA

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    If you think a firm or individual is involved in wrongdoing within an area we regulate, and you want to report it confidentially, contact the FCA's Whistleblowing team.

  9. Debt advice firms portfolio letter [pdf]

    Correspondence Published: 23/07/2020
    Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work

  10. Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]

    Thematic reviews Published: 24/06/2020
    We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers.