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Showing 921 to 930 of 2510 search results for pensions advice.

  1. About the data

    Data Published: 25/09/2019 Last modified: 09/12/2021
    Find out more information about our retirement income market data.

  2. PS14/12: A new capital framework for Self-Invested Personal Pension (SIPP) operators [pdf]

    Policy statements Published: 04/08/2014 Last modified: 04/08/2014

  3. FSA - CP11/18 [pdf]

    Consultation papers Published: 07/09/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/18 - The FSA's Consultation Paper CP11/18 is entitled 'Quarterly consultation No.30'. It was published in September 2011. Comments on Chapter 9 of this CP should reach us by 6 October 2011 and comments on Chapter 2 of this CP

  4. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  5. FG13/8 - A guide for Self-Invested Personal Pensions (SIPP) operators [pdf]

    Finalised guidance Published: 08/10/2013 Last modified: 08/10/2013

  6. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

    Policy statements Published: 23/02/2018
    In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.

  7. GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]

    Guidance consultations Published: 11/04/2017
    We are consulting on guidance intended to clarify the regulatory framework.

  8. Decision Notice 2022: Stephen Joseph Burdett [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty

  9. [pdf]

    Documents Published: 01/08/2014 Last modified: 01/08/2014

  10. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]

    Consultation papers Published: 01/08/2017
    Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.