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Showing 931 to 940 of 2510 search results for pensions advice.

  1. FSA Final Notice 2009: Arthur Kirk trading as Grosvenor Mortgage Advice Centre [pdf]

    Final notices Published: 15/09/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Arthur Kirk trading as Grosvenor Mortgage Advice Centre

  2. FSA - CP12/33 [pdf]

    Consultation papers Published: 22/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/33 - We are consulting on the amount of capital that SIPP operators should hold.

  3. GC13/7 Changing customers to post-RDR unit classes [pdf]

    Guidance consultations Published: 23/10/2013 Last modified: 23/10/2013
    This guidance sets out what we expect from firms which are involved in the transfer of investors from pre-RDR unit classes1 to post-RDR unit classes.

  4. TR15/9: Embedding the Mortgage Market Review: Advice and Distribution [pdf]

    Thematic reviews Published: 09/07/2015 Last modified: 09/07/2015

  5. TR13/8 - The governance of unit-linked funds [pdf]

    Thematic reviews Published: 10/10/2013 Last modified: 16/01/2014
    This thematic review was pre-emptive and focused on ensuring that firms have arrangements in place to ensure that customers’ interests are protected effectively.

  6. Adrodd am sgam

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    Os ydych chi yn meddwl bod twyllwr neu gwmni anawdurdodedig wedi cysylltu â chi, darganfyddwch pa sgamiau y gallwn ymchwilio iddynt a sut i gyflwyno adroddiad arnynt.

  7. CFO Lending Limited enters administration

    News stories Published: 19/09/2016 Last modified: 18/05/2021
    CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.

  8. FSA - GC12/12 [pdf]

    Guidance consultations Published: 23/10/2012 Last modified: 11/07/2016
    This is the second review of SIPP operators we have conducted since April 2007, when the specific activity of administering Self-Invested Personal Pensions (SIPPs) became regulated by the Financial Services Authority (FSA).

  9. Regulators in the EU and European Economic Area (EEA)

    Tasks for firms Published: 11/05/2015 Last modified: 13/03/2024
    See a list of the relevant regulators for each country in the EU and European Economic Area (EEA).

  10. Pensions and retirement income: overview [pdf]

    Research insights Published: 09/01/2017