Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 961 to 970 of 2510 search results for pensions advice.

  1. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]

    Consultation papers Published: 02/02/2016 Last modified: 02/02/2016
    The new Innovative Finance ISA will allow for peer-to-peer (P2P) agreements to be included within an ISA tax wrapper. The Government also intends to make advising on P2P agreements a regulated activity. This consultation paper lists changes we are

  2. CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 [pdf]

    Consultation papers Published: 09/04/2013 Last modified: 30/05/2013
    Consultation CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 - This CP covers the proposed 2013/14 regulatory fees and levies for the Financial Conduct Authority (FCA), the Financial Ombudsman Service (FOS) and the Money Advice

  3. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

  4. FG17/8: Streamlined advice and consolidated guidance [pdf]

    Finalised guidance Published: 28/09/2017
    This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.

  5. Notice of Decision 2023: Compensation Advice Accident Support Ltd [pdf]

    Decision notices Published: 25/05/2023
    This Notice of Decision (Compensation Advice Accident Support Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Instructions for Defined Benefit Advice Assessment Tool (DBAAT) [pdf]

    Forms Published: 15/01/2021
    Instruction guide to help understand how to use the DBAAT or interpret the results from an FCA file review

  7. FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited [pdf]

    Final notices Published: 21/09/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited

  8. Accessibility service

    Last modified: 18/12/2020
    The FCA wants to make it easy for you to communicate with them effectively. It offers a range of accessibility services.

  9. RMA-G Training and competence: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-G Training and competence: FAQs

  10. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.