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FSA Final Notice 2008: William Hawkins trading as William Hawkins Independent Mortgage Advice [pdf]
FSA Final Notice 2008: William Hawkins trading as William Hawkins Independent Mortgage Advice -
Market Watch 66
In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. -
FSA Supervisory Notice 2008: William Hawkins trading as William Hawkins Independent Mortgage Advice [pdf]
FSA Supervisory Notice 2008: William Hawkins trading as William Hawkins Independent Mortgage Advice -
MiFID II Occupational Pension Scheme (OPS) Firms [pdf]
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The retail intermediary market 2021
This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR). -
RDR & FAMR Review Roadshows
Following the publication of our Call for Input, which marks the start of our Retail Distribution Review/Financial Advice Market Review, we are holding a series of afternoon events across the United Kingdom where we are seeking your input and -
Investment scams advice poster [pdf]
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FSA - Handbook Notice 101 [pdf]
On 24 June 2010, the FSA Board made changes to the Handbook which make minor administrative amendments to the Handbook, none of which represents any change to Handbook policy -
Future Horizons Conference
Our Future Horizons Conference was held in April 2017 and brought together leading thinkers to look at the big challenges facing financial services over the next 15 years. -
FSA - CP10/26 [pdf]
Consultation FSA - CP10/26 - Pension reform – Conduct of business changes