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Showing 141 to 150 of 205 search results for placed a requirement on Wonga.

141. Asset management: A regulatory perspective

     Speeches Published: 26/04/2018 Last modified: 26/04/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

142. Alternative investment fund manager (AIFM) hosting

     Firms Published: 25/03/2024 Last modified: 25/03/2024
     Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.

143. London FinTech Week 2016 - innovation in RegTech

     Speeches Published: 25/07/2016 Last modified: 31/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

144. Consumer Investments: Strategy and Feedback Statement

     Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
     The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

145. Our Perimeter Report

     Annual reports Published: 20/07/2022 Last modified: 05/04/2024
     Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

146. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

147. FCA fines compliance oversight officer for pension transfer failings

     Press Releases Published: 14/07/2017 Last modified: 14/07/2017
     The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

148. PS22/12: Pensions Dashboards rules for pension providers

     Policy statements Published: 01/11/2022 Last modified: 29/04/2024
     Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

149. FCA consults on reforms to improve the effectiveness of UK primary markets

     Press Releases Published: 05/07/2021 Last modified: 05/07/2021
     The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic

150. 2017 Disclosure Log

     Last modified: 16/11/2023
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017.