Search results

Showing 171 to 180 of 205 search results for placed a requirement on Wonga.

171. Data on Organisations seeking permission on operation of electronic platforms for lending - July 2021

     FOI Release Date of Release: 29/07/2021
     FCA providing data on organisation seeking permissions to operate electronic platforms for lending since 2014 to July 2021.

172. The Financial Conduct Authority outlines how it will regulate crowdfunding

     Press Releases Published: 24/10/2013 Last modified: 24/10/2013
     New prudential requirements will also be phased in. The FCA has also proposed new rules for investment-based crowdfunding, which is already regulated. ... days. A minimum prudential requirement: either a percentage of loaned funds or a fixed minimum of

173. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

     News stories Published: 28/04/2014 Last modified: 28/04/2014
     We are alerting firms to our requirements when they give advice on self-invested personal pensions (SIPPS), giving our view and key messages. ... our requirements, acting at all times honestly, professionally and in accordance with the best interests of

174. Ensuring the UK remains open for business – requirements for foreign-owned firms

     Speeches Published: 13/11/2013 Last modified: 14/11/2013
     Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version.

175. Product value and coronavirus: guidance for insurance firms

     Policy and guidance Finalised guidance Published: 03/06/2020 Last modified: 30/10/2020
     This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19).

176. Building societies: Facing the challenges and opportunities head on

     Speeches Published: 19/05/2016 Last modified: 19/05/2016
     Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

177. Effective compliance with the Market Abuse Regulation – a state of mind

     Speeches Published: 14/11/2017 Last modified: 15/11/2017
     One example of this is the expectation that firms fully comply with the requirement under MAR to have quote surveillance solutions in place. ... More than a year since then, we now expect firms to be compliant with all the requirements under MAR.

178. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

     Press Releases Published: 17/07/2020 Last modified: 11/04/2024
     The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

179. TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements

     Thematic reviews Published: 24/06/2020 Last modified: 24/06/2020
     We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions.

180. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

     Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
     Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic