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Market Watch 77
Newsletter on market conduct and transaction reporting issues, February 2024. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards. -
Market Watch 68
In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity. -
RMA-C Client money and assets: FAQs
RMA-C Client money and assets. -
Donre Advisory Limited enters liquidation
Donre Advisory Limited has entered creditors’ voluntary liquidation (CVL). Sean Bucknall and Andrew Hosking of Quantuma have been appointed as joint liquidators. -
Electronic Communications Exclusion (ECE)
Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you. -
2013 fines
Fines published during the calendar year ending December 2013. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
MCE Insurance Limited enters administration
The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.