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Showing 442 to 451 of 458 search results for preparing for Brexit.

442. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

443. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

     Press Releases Published: 12/12/2013 Last modified: 07/02/2022
     Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

444. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

     Press Releases Published: 04/02/2016 Last modified: 19/04/2016
     Preparations for the new regime have involved allocating and mapping out responsibilities and preparing statements of responsibilities for individuals carrying out senior management functions (SMFs).

445. Coronavirus and 10% depreciation notifications: further temporary measures for firms

     Statements Published: 30/09/2020 Last modified: 21/12/2021
     This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.

446. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

     Statements Published: 06/02/2023 Last modified: 06/02/2023
     All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

447. FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms

     Press Releases Published: 13/08/2015 Last modified: 19/04/2016
     Preparations for the new regime will involve allocating and mapping out responsibilities and preparing Statements of Responsibilities for individuals carrying out Senior Management Functions (SMFs). ... Preparing for implementation. Submission deadline

448. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

     Policy statements Published: 26/07/2017 Last modified: 04/07/2018
     We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

449. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

     Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
     This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.

450. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies

     Policy statements Published: 20/09/2018 Last modified: 29/03/2019
     This Policy Statement outlines how we will apply our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs) and their staff. The regime aims to strengthen individual accountability in the firms we regulate and raise

451. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

     Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
     We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.

452. FCA urges consumers to carefully consider what cover they require when buying travel insurance

     News stories Published: 27/09/2019 Last modified: 27/09/2019
     We are aware that some consumers have experienced issues with the scope and terms of their travel insurance when abroad. In particular, some consumers have had issues about whether they are covered for use of private medical facilities when a