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Showing 32 to 41 of 178 search results for principal firms within the general insurance sector.

  1. Dear CEO letter – FCA expectations of principal firms operating in the general insurance sector [pdf]

    Correspondence Published: 27/07/2016 Last modified: 27/07/2016
  2. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    The Financial Conduct Authority (FCA) has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review published ... The FCA is also writing to
  3. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.
  4. Supervisory correspondence

    About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
    Find out how the FCA communicates with the firms it supervises.
  5. Product sales data: help text and FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: help text and FAQs
  6. FSA - GC11/7 [pdf]

    Guidance consultations Published: 15/02/2011 Last modified: 11/07/2016
    We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance
  7. FSA - FG11/6 [pdf]

    Finalised guidance Published: 11/04/2011 Last modified: 20/10/2014
    We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate reserving, and its potential effect on pricing, in the sector, and creating potential pressures within
  8. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.
  9. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.
  10. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms