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Showing 122 to 131 of 278 search results for prior to the end of the Brexit.

  1. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 19/06/2024
    What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).
  2. MoUs with European authorities in the areas of securities, investment services and asset management, insurance and pensions, and banking

    Statements Published: 04/01/2021 Last modified: 10/02/2021
    MoUs that came into effect at the end of the Brexit transition period.
  3. Credit rating agency UK market share report

    Corporate documents Published: 30/11/2022 Last modified: 30/11/2022
    This market share report for 2021 gives an overview of the total market share of UK registered credit rating agencies (CRA).
  4. Mortgage sales data by borrower income information – October 2021

    FOI Release Date of Release: 12/10/2021
    FCA provides mortgage sales data by borrower income information.
  5. Information on End of Year performance ratings - July 2024

    FOI Release Date of Release: 12/07/2024
    FCA provides information on End of Year performance ratings.
  6. Heritage Pensions Limited in liquidation

    News stories Published: 18/03/2022 Last modified: 18/03/2022
    As Heritage Pensions Limited has entered liquidation, we set out the steps Heritage clients should take and advice on how to protect against scams.
  7. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 12/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  8. Supervisory flexibility on RTS 27 reports and 10% depreciation notifications

    Statements Published: 19/03/2021 Last modified: 21/12/2021
    We are putting in place temporary measures with respect to RTS 27 reports and 10% depreciation notifications while we consult on changes to these requirements later this Spring.
  9. Information on the FCA's temporary permissions regime - December 2021

    FOI Release Date of Release: 10/12/2021
    The FCA provides data on its temporary permissions regime.
  10. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City