Search results
Showing 101 to 110 of 202 search results for professional indemnity insurance and other insurance.
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External audit requirements
Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated. -
Working here
Find out what it's like to work here, and how we help our people achieve a healthy work-life balance. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs -
Client assets: RMAR
Read more about completing returns in Gabriel for client assets: RMAR -
Good conduct and market integrity
Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Trail commission
If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
Coronavirus: Information for small businesses that are customers of financial services firms
Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow. -
CP20/23: Quarterly Consultation Paper No. 30
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.