Search results
Showing 131 to 140 of 202 search results for professional indemnity insurance and other insurance.
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Examination standards
The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
RMA-C Client money and assets: help text
RMA-C Client money and assets: help text -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Continuing Professional Development (CPD) and professional qualification exams during coronavirus
During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work. -
Business Plan 2024/25
Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Regulation as a spur to growth
Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Derivation and changes tables
This page contains an interactive version of the tables derivation and changes tables produced by the FCA in policy statements dealing with the repeal and replacement of retained EU law. -
Wholesale Conduct Risk
They enable others to participate in that risk taking and in the rewards that may follow. ... It is important to stress that SMR and individual accountability does not replace other forms of governance. -
FCA to launch enhanced Financial Services Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.