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Showing 41 to 50 of 202 search results for professional indemnity insurance and other insurance.

41. Regulations for third party Payment Providers

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Find out more about AIS and PIS, including our role in regulating providers.

42. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    consumers and consumer organisations. professional and trade bodies representing PIFs and other types of financial advisers. ... providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other

43. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

44. Defined benefit pension transfers

    Tasks for firms Published: 16/06/2019 Last modified: 19/06/2023
    Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.

45. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

46. RMA-G training and competence: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    RMA-G training and competence: help text

47. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

48. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text

49. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

50. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.