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Showing 111 to 120 of 149 search results for professional indemnity insurance cover.

  1. RMA-D Regulatory capital and financial resources: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-D Regulatory capital and financial resources: FAQs

  2. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

  3. Business Plan 2023/24

    Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  4. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).

  5. Tribunal upholds FCA ban and significant fine on insurance broker

    Press Releases Published: 28/06/2013 Last modified: 17/09/2013
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

  6. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  7. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text

  8. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

  9. RMA-G training and competence: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    RMA-G training and competence: help text

  10. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.