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Showing 41 to 50 of 149 search results for professional indemnity insurance cover.

  1. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  2. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  3. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

  4. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

  5. Consumer Investments Strategy – 1 year update

    Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
    The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  6. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  7. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

    Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
    Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

  8. [pdf]

    Published: 04/09/2014 Last modified: 05/09/2014

  9. Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]

    Correspondence Published: 28/11/2022
    FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.

  10. Impact assessment: Thematic review of general insurance intermediaries’ professional indemnity insurance [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of general insurance intermediaries’ professional indemnity insurance. It has been verified by the Regulatory Policy Committee.