Search results
Showing 91 to 100 of 149 search results for professional indemnity insurance cover.
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RMA-C Client money and assets: FAQs
RMA-C Client money and assets. -
PS18/6: Advising on Pension Transfers
The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits. -
Complaints data items: FAQs
Complaints data items: FAQs -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
Regulations for third party Payment Providers
Find out more about AIS and PIS, including our role in regulating providers. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.