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Showing 21 to 30 of 149 search results for professional indemnity insurance to cover.

  1. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  2. Defined benefit transfer advice review information - October 2020

    FOI Release Date of Release: 05/10/2020
    FCA provides information on the defined benefit transfer advice review.

  3. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

  4. CP20/23: Quarterly Consultation Paper No. 30

    Consultation papers Published: 04/12/2020 Last modified: 08/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  5. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

  6. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.

  7. Retail Mediation Activity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: FAQs

  8. The challenges for insurance and regulators in a Big Data world

    Speeches Published: 22/11/2016 Last modified: 22/11/2016
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference.

  9. RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

  10. Retail Mediation Activity data items: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: help text.