Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 149 search results for professional indemnity insurance to cover.

  1. Information on Defined Benefits - January 2020

    FOI Release Date of Release: 05/02/2020
    FCA provides information on the number of advisory firms whom no longer offer Defined Benefit advice.
  2. Coronavirus: Information for small businesses that are customers of financial services firms

    Firms Published: 07/06/2020 Last modified: 26/05/2021
    Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  4. RMA-F Threshold conditions: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-F Threshold conditions: FAQs
  5. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.
  6. Mortgage intermediaries and authorisation forms

    New firm authorisation Published: 23/01/2023 Last modified: 23/01/2023
    You must complete the forms and supporting documents below before applying to us for authorisation.
  7. FCA statement on Assessing Suitability Review 2

    Statements Published: 21/01/2020 Last modified: 31/08/2023
    FCA statement on Assessing Suitability Review 2
  8. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  
  9. Retirement Income Advice Assessment Tool (RIAAT)

    Published: 20/03/2024 Last modified: 20/03/2024
    De
  10. RMA-I Supplementary Product Sales Data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-I Supplementary Product Sales Data: FAQs