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Showing 241 to 250 of 950 search results for proposals for a new Consumer Duty.
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FCA publishes Guidance Guarantee Policy Statement
We want this to work well for consumers and industry and I believe that the standards and rules we have published today strike that balance. ... Following initial consultation, the paper includes a proposal that financial advisers will receive a 50% -
FCA consults on Market Abuse Regulation policy proposals and Handbook changes
The Financial Conduct Authority (FCA) has today published its policy proposals and Handbook changes to support the implementation of the new European Market Abuse Regulation regime, which will apply from 3 ... In its consultation document, the FCA sets -
Supporting material for applications by consumer credit, mortgage and other consumer finance firms
If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything. -
PS21/3 Building operational resilience
We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector. -
The view from the regulator on Operational Resilience
Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30 -
CP23/29: Access to cash
FCA proposals for how it supports access to cash in an increasingly digital world. -
New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel. -
Get-rich-quick, Ponzi and pyramid schemes
Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed. -
Overseas Funds Regime: Update for firms
The Overseas Funds Regime (OFR) is expected to go live later in 2024. We provide some key dates and initial information about how you can apply. -
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know.