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Showing 611 to 620 of 950 search results for proposals for a new Consumer Duty.

611. FCA proposes changes to facilitate investment in patient capital

     Press Releases Published: 12/12/2018 Last modified: 11/04/2024
     The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds.

612. Realising the benefits of purposeful leadership

     Speeches Published: 01/11/2018 Last modified: 01/11/2018
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

613. PS14/1: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

     Policy statements Published: 31/01/2014 Last modified: 12/01/2023
     Final rules on the first two of the proposals we consulted on in CP13/4 in July 2013.

614. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 11/06/2024
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

615. DP21/4: Sustainability Disclosure Requirements and investment labels

     Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
     We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products

616. Partnerships, priorities and predictions for the future in the pensions market

     Speeches Published: 14/10/2021 Last modified: 25/08/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

617. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

     Press Releases Published: 27/04/2016 Last modified: 27/04/2016
     a proposed new guidance note on omitting the requirement to provide historic financial information on guarantors. ... a new engagement strategy designed to make the FCA’s UK Listing Authority (UKLA) Department staff more accessible to practitioners plus

618. CP17/10: Consultation on persistent debt and earlier intervention remedies

     Consultation papers Published: 03/04/2017 Last modified: 07/12/2017
     We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement

619. Culture and conduct - extending the accountability regime

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

620. FCA takes action against debt packager firms

     Press Releases Published: 20/07/2021 Last modified: 20/07/2021
     5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice