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Showing 691 to 700 of 950 search results for proposals for a new Consumer Duty.

691. FCA announces plan to deliver significant redress to Woodford investors

     Press Releases Published: 19/04/2023 Last modified: 19/04/2023
     Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

692. Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses

     Press Releases Published: 18/07/2014 Last modified: 08/11/2016
     It also has a duty to promote effective competition when addressing its consumer protection and market integrity objectives. ... Together, the objective and the duty provide the FCA with a strong mandate to help the organisation achieve its strategic aim

693. FCA operating service metrics 2022/23

     Data Published: 20/07/2023 Last modified: 26/02/2024
     This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

694. PS19/13: Improving shareholder engagement and increasing transparency around stewardship

     Policy statements Published: 30/01/2019 Last modified: 31/05/2019
     We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019.  Asset managers and life insurers will need to disclose and make publicly

695. FCA finds fund managers’ value assessments significantly improved, but still work to do

     Press Releases Published: 10/08/2023 Last modified: 10/08/2023
     Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.

696. FCA launches guidance for firms on the fair treatment of vulnerable customers

     Press Releases Published: 23/02/2021 Last modified: 26/02/2021
     The Financial Conduct Authority (FCA) has published final guidance clarifying its expectations of firms on the fair treatment of vulnerable customers.

697. Consumer Investments Strategy – 1 year update

     Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
     The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

698. The regulation of advice – recommendations post FAMR

     Speeches Published: 20/04/2016 Last modified: 20/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

699. Xpress Money Services Limited enters special administration

     News stories Published: 14/02/2022 Last modified: 14/02/2022
     On 11 February 2022, a special administration order was made by the Court in relation to Xpress Money Services Limited (“Xpress”) under the Payment and Electronic Money Institution Insolvency Regulations 2021. David Hudson and Philip Reynolds of

700. FS23/3: Government-regulator response to ‘Value for Money: A framework on metrics, standards and disclosures'

     Feedback statements Published: 30/01/2023 Last modified: 22/11/2023
     FCA, DWP and TPR's joint response to feedback received and next steps.