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Showing 781 to 790 of 950 search results for proposals for a new Consumer Duty.

  1. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches

    Press Releases Published: 26/11/2013 Last modified: 29/11/2016
    The FCA continues to focus on the protection of client assets and recently published a consultation paper CP 13/5 setting out proposals to strengthen the client asset regime. ... The proposals include measures to facilitate faster and greater return of

  2. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.

  3. Joint Regulatory Oversight Committee sets out next steps to help UK open banking grow

    News stories Published: 06/06/2023 Last modified: 06/06/2023
    ADD text

  4. Review of later-life mortgages finds poor advice and misleading promotions

    Press Releases Published: 14/09/2023 Last modified: 14/09/2023
    The review looked at firms responsible for around half of all lifetime mortgage sales.

  5. Business interruption insurance test case: draft guidance for firms

    Policy and guidance Guidance consultations Published: 01/06/2020 Last modified: 01/06/2020
    FCA publishes draft guidance for firms on the business interruption insurance test case

  6. An evaluation of our general insurance renewal transparency intervention

    Corporate documents Published: 04/10/2019 Last modified: 27/03/2020
    The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets.

  7. PS23/5: Debt Packagers: Feedback to CP23/5 and final rules

    Policy and guidance Policy statements Published: 02/06/2023 Last modified: 02/06/2023
    We set out our new rules banning debt packagers from receiving referral fees and summarise feedback to CP23/5 and our response.

  8. CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

    Consultation papers Published: 15/10/2019 Last modified: 02/12/2019
    The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. 

  9. CP13/16: Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC

    Consultation papers Published: 18/11/2013 Last modified: 07/02/2022
    We are consulting on changes to our Recognised Investment Exchanges sourcebook (REC).

  10. PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules

    Policy statements Published: 30/04/2021 Last modified: 05/04/2022
    We set out changes to our Listing Rules that apply to special purpose acquisition companies (SPACs)
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