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Showing 911 to 920 of 950 search results for proposals for a new Consumer Duty.

911. Insurance providers warned not to undervalue cars or other insured items when settling claims

     Press Releases Published: 02/12/2022 Last modified: 02/12/2022
     Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze.

912. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

     Press Releases Published: 13/08/2015 Last modified: 24/03/2020
     Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

913. FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process

     Press Releases Published: 13/04/2016 Last modified: 13/04/2016
     The FCA will consult if it decides to take forward any specific policy proposals, and would ensure they are consistent with relevant EU legislation. ... To support this it has three operational objectives: to secure an appropriate degree of protection

914. PS19/3: General standards and communication rules for the payment services and e-money sectors

     Policy statements Published: 01/08/2018 Last modified: 05/02/2019
     This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21.

915. FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets

     Press Releases Published: 08/10/2018 Last modified: 08/10/2018
     The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the

916. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

     Press Releases Published: 03/10/2013 Last modified: 29/11/2016
     Late 2013. Consultation on plain language guidance on the new consumer credit regime for firms and other stakeholders. ... March 2014. Final version of plain language guidance on the new consumer credit regime for firms and other stakeholders.

917. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

     Press Releases Published: 04/07/2023 Last modified: 04/07/2023
     The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

918. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

     Press Releases Published: 01/09/2016 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

919. Understanding approaches to D&I in financial services

     Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
     The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

920. Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms

     Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 07/05/2020
     FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus