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Showing 1 to 10 of 149 search results for providers of professional indemnity insurance.

1. Professional indemnity insurance

   Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
   Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

2. Distributors: professional indemnity insurance

   Tasks for regulated firms Published: 13/05/2015 Last modified: 10/02/2023
   Certain firms are required to hold Professional Indemnity Insurance (PII)

3. RMA-E Professional indemnity insurance self certification: FAQs

   Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
   RMA-E Professional indemnity insurance self certification: FAQs

4. Information about professional insurance indemnity premiums - July 2020

   FOI Release Date of Release: 27/07/2020
   The FCA provides information about professional insurance indemnity premiums

5. RMA-E: Professional Indemnity Insurance

   Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
   RMA-E: Professional Indemnity Insurance

6. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

   News stories Published: 28/04/2014 Last modified: 28/04/2014
   Advisers’ understanding of non-mainstream propositions was also typically very poor, at least in part because of inadequate due diligence on the products and on the product provider.

7. The retail intermediary market 2018

   Data Published: 06/06/2019 Last modified: 16/11/2023
   This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).

8. The retail intermediary market 2019

   Data Published: 23/07/2020 Last modified: 16/11/2023
   This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

9. CP23/24: Capital deduction for redress: personal investment firms

   Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
   We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

10. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.