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Showing 11 to 20 of 149 search results for providers of professional indemnity insurance.

11. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

12. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    consumers and consumer organisations. professional and trade bodies representing PIFs and other types of financial advisers. ... providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other

13. PS18/6: Advising on Pension Transfers

    Policy statements Published: 26/03/2018 Last modified: 26/03/2018
    The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits.

14. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

15. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

16. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

17. AISP models under PSD2

    Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
    The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

18. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

19. Compliance and other support

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/02/2023
    If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm.

20. GC20/1: Advising on pension transfers

    Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best