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Showing 51 to 60 of 149 search results for providers of professional indemnity insurance.

  1. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  2. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  3. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

    Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
    Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

  4. Review of general insurance intermediaries’ professional indemnity insurance: TR16/9

    Thematic reviews Published: 05/12/2016 Last modified: 05/12/2016
    This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied

  5. [pdf]

    Published: 04/09/2014 Last modified: 05/09/2014

  6. Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]

    Correspondence Published: 28/11/2022
    FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.

  7. Impact assessment: Thematic review of general insurance intermediaries’ professional indemnity insurance [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of general insurance intermediaries’ professional indemnity insurance. It has been verified by the Regulatory Policy Committee.

  8. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  9. Defined benefit pension transfers market data October 2018-March 2020

    Data Published: 18/01/2021 Last modified: 29/01/2021
    Defined benefit pension transfers market data October 2018-March 2020

  10. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 03/08/2023
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the