Search results
Showing 91 to 100 of 149 search results for providers of professional indemnity insurance.
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Defined benefit pension transfers
Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
RMA-C Client money and assets: FAQs
RMA-C Client money and assets. -
Tribunal directs Financial Conduct Authority to ban former insurance broker
Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... Mr Allen was an insurance broker specialising in professional indemnity risks. -
CP20/23: Quarterly Consultation Paper No. 30
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Regulation as a spur to growth
Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Defined benefit transfer advice review information - October 2020
FCA provides information on the defined benefit transfer advice review. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
Business Plan 2024/25
Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.