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Showing 1041 to 1050 of 1577 search results for publish complaints data.
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Information on pension transfer complaints - December 2020
FCA provides information on complaints around pension transfers. -
CP23/27: Reforming the commodity derivatives regulatory framework
This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test. -
New platform to replace Gabriel and improve the way we collect data from firms
We have started work to improve the way we collect data from firms and plan to move to a new platform for our data collection systems, which will include replacing Gabriel. We want your views to help with this. -
CP15/28: Quarterly Consultation Paper No. 10
make minor amendments to SUP Chapter 16 to improve the data collection process for both firms and the FCA. ... make changes to our DISP rules to make complaints reporting requirements more consistent and clear. -
Overall responsibility and the legal function: DP16/4
In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime. -
Investment Firms Prudential Regime final rules published
We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Restrictions placed on Raedex Consortium Limited
On 19 February 2021, the FCA imposed a number of restrictions on motor finance provider Raedex Consortium Limited (Raedex) requiring the firm to cease conducting regulated activities because of concerns about its finances. -
FCA launches Wholesale Insurance Brokers Market Study
The Financial Conduct Authority (FCA) has today launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in -
Promoting competition in the financial services sector
Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.