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Showing 1071 to 1080 of 1577 search results for publish complaints data.

  1. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  2. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The European Commission is likely to publish the MiFID II implementing measures later this year.

  3. Insurance company complaints from Q2 2017 to date - January 2022

    FOI Release Date of Release: 07/01/2022
    The FCA provides data relating to complaints about general insurance products and companies.

  4. Call for Inputs: Big Data in retail general insurance

    News stories Published: 24/11/2015 Last modified: 26/06/2017
    Call for Inputs: Big Data in retail general insurance. News stories First published:. ... We recognise that the use of Big Data brings both benefits and risks for consumers.

  5. CP13/6: Capital requirements for investment firms

    Consultation papers Published: 31/07/2013 Last modified: 22/03/2016
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements

  6. 2019 Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime.

  7. FCA and PSR respond to announcement from Cash Action Group (CAG)

    Statements Published: 15/12/2021 Last modified: 15/12/2021
    We respond to the Cash Action Group’s (CAG) announcement that retail banks and building societies will create an independent body to assess the needs of local communities and direct cash solutions.

  8. We invite Politically Exposed Persons to share their experiences

    News stories Published: 15/08/2023 Last modified: 15/08/2023
    We have written to MPs, peers and other interested parties

  9. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

  10. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    Previously, the regulator could only publish information about enforcement proceedings at a later stage in the enforcement process, once it had decided to take action. ... The FCA will consider the circumstances of each case in deciding whether it is
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