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Showing 1101 to 1110 of 1577 search results for publish complaints data.

  1. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  2. Re-use of Public Sector Information Regulations 2015: Charges statement

    Last modified: 01/09/2022
    Once you have requested to re-use or re-produce documents for commercial purposes, the FCA will advise you of any charges that are applicable.

  3. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  4. CP23/32: Improving transparency for bond and derivatives markets

    Consultation papers Published: 20/12/2023 Last modified: 13/03/2024
    We are consulting on proposed changes to the bond and derivative transparency regime in the UK.

  5. Information on asset management firms applications - November 2022

    FOI Release Date of Release: 16/11/2022
    FCA provides information on Asset management firms applications.

  6. St Machar Credit Union’s (SMCU) use of personal accounts

    Statements Published: 09/03/2015 Last modified: 09/03/2015
    SMCU has agreed to publish the following statement on their website for a period of six weeks, commencing from 9 March 2015:.

  7. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  8. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

  9. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  10. What does the future of insurance broking look like?

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version.
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