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Showing 1191 to 1200 of 1577 search results for publish complaints data.

  1. Third consultation on new prudential regime for UK investment firms

    News stories Published: 06/08/2021 Last modified: 06/08/2021
    We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

  2. Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021

    FOI Release Date of Release: 26/07/2021
    The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011.

  3. PS15/4: Retirement reforms and the guidance guarantee

    Policy statements Published: 27/02/2015 Last modified: 17/08/2021
    In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.

  4. Regulating financial innovation – going behind the scenes

    Speeches Published: 02/07/2019 Last modified: 11/09/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

  5. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
    We will consider your feedback and publish our rules in a Policy Statement in March 2016.

  6. Statement on the further investigative steps in relation to RBS GRG

    Press Releases Published: 31/07/2018 Last modified: 31/07/2018
    The Financial Conduct Authority (FCA) has today provided an update on its investigation in to Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).

  7. GC21/1: Primary Market Bulletin No. 34

    Guidance consultations Published: 24/06/2021 Last modified: 10/09/2021
    We are consulting on proposed changes to the Knowledge Base.

  8. Modification by consent: SUP 16.23A.6(1) – previously ICOBS 8.4.4 R(1)

    Tasks for firms Published: 06/06/2016 Last modified: 10/06/2024
    Find out how this modification works and how to take advantage of it.

  9. Further arrangements for the orderly wind-down of LIBOR at end-2021

    Press Releases Published: 29/09/2021 Last modified: 29/09/2021
    The sterling, Japanese yen, Swiss franc and euro LIBOR panels are ceasing on 31 December 2021

  10. FCA launch the Financial Services Regulatory Partners Phoenixing Group

    Statements Published: 03/05/2019 Last modified: 03/05/2019
    The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.
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