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Showing 1261 to 1270 of 1577 search results for publish complaints data.

  1. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.

  2. Number of STRs received: 2007-2 July 2016

    Markets Market abuse Published: 04/05/2016 Last modified: 28/02/2024
    Suspicious transaction reports we received from 2007 to 2nd July 2016.

  3. Consumer warning about the risks of investing in cryptocurrency CFDs

    News stories Published: 14/11/2017 Last modified: 03/07/2019
    Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely high-risk, speculative products. This warning is to

  4. FCA proposes ban on sale of crypto-derivatives to retail consumers

    Press Releases Published: 03/07/2019 Last modified: 04/09/2020
    The FCA is proposing rules to address harm to retail consumers from the sale of derivatives and exchange traded notes referencing certain types of cryptoassets.

  5. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

  6. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

  7. FCA announces appointment of new Chair of the Financial Services Consumer Panel

    Press Releases Published: 19/02/2019 Last modified: 19/02/2019
    The Financial Conduct Authority (FCA) has today announced the appointment of Wanda Goldwag as the new Chair of the independent Financial Services Consumer Panel. The appointment, effective from 1 March 2019 for an initial three-year term, has been

  8. PS13/9 Publishing information about enforcement warning notices

    Policy statements Published: 15/10/2013 Last modified: 07/02/2022
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.

  9. LIBOR – are you ready for life without LIBOR from end-2021?

    Speeches Published: 26/01/2021 Last modified: 01/02/2021
    Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event

  10. Sapia Trade / Sapia Capital (clone of FCA authorised firm)

    Warnings Published: 04/01/2021 Last modified: 04/01/2021
    Sapia Trade / Sapia Capital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
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