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Showing 1361 to 1370 of 1577 search results for publish complaints data.

  1. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    We expect firms to review, and, if necessary, revise their existing agreements in light of the final guidance we publish following consultation.

  2. FCA’s new rules on climate-related disclosures to help investors, clients and consumers

    News stories Published: 17/12/2021 Last modified: 17/12/2021
    We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.

  3. Competition and innovation in financial services: the regulator’s perspective

    Speeches Published: 11/05/2017 Last modified: 11/05/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Cheung Kong Graduate School of Business.

  4. Information related to Covid-specific whistleblower allegations - November 2021

    FOI Release Date of Release: 09/11/2021
    The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.

  5. FCA asks for proposals on how open finance could transform financial services

    Press Releases Published: 17/12/2019 Last modified: 11/04/2024
    The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services.

  6. Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds

    News stories Published: 19/07/2021 Last modified: 19/07/2021
    We publish a letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds

  7. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    We will publish feedback on responses and issue a Policy Statement once we have reviewed your comments.

  8. CP15/41: Increasing transparency and engagement at renewal in general insurance markets

    Consultation papers Published: 03/12/2015 Last modified: 13/10/2016
    This consultation has now closed. We will publish feedback on responses and issue a Policy Statement once we have reviewed your comments.

  9. CP14/4 – Quarterly Consultation Paper No. 4

    Consultation papers Published: 06/03/2014 Last modified: 30/08/2015
    make minor changes to the complaints data reporting form and update guidance. ... clarify the scope of mortgage Product Sales Data performance data reporting for firms who own regulated mortgage contracts but who do not have the ‘entering into’

  10. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 28/02/2019
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU
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