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Showing 1411 to 1420 of 1577 search results for publish complaints data.

  1. Regulatory fees and levies: policy proposals for 2017/18: CP16/33

    Consultation papers Published: 16/11/2016 Last modified: 18/01/2017
    We are consulting on our proposed policy changes to how FCA fees will be raised from 2017/18.

  2. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

  3. Pension Wise standards: changes for secondary annuity market guidance: CP16/22

    Consultation papers Published: 06/09/2016 Last modified: 17/08/2021
    The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

  4. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 06/11/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.

  5. Statistics on whistleblowing inquries about firms and advisers - August 2020

    FOI Release Date of Release: 18/08/2020
    FCA provides statistics on whistleblowing inquires about firms and individuals.

  6. Draft information for consumers: dealing with financial difficulties during coronavirus

    Guidance consultations Published: 22/05/2020 Last modified: 16/08/2021
    FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus

  7. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

    Statements Published: 21/05/2015 Last modified: 21/05/2015
    failure to respond to client complaints appropriately; and. failure to have regard to the statutory and regulatory provisions regarding the promotion of unregulated collective investment schemes (UCIS).

  8. PS13/4 Financial Conglomerates Directive – Technical Review Amendments

    Policy statements Published: 04/06/2013 Last modified: 05/06/2013
    We are publishing new rules for financial conglomerates.

  9. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    Later this week the FCA will publish the findings of a review of 22 that shows good examples of risk management, but also reveals too many common weaknesses.

  10. Financial Lives 2020 survey: the impact of coronavirus

    Data and research Financial Lives Published: 11/02/2021 Last modified: 26/07/2023
    The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.
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