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Showing 1431 to 1440 of 1577 search results for publish complaints data.
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The importance of culture in driving behaviours of firms and how the FCA will assess this
Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Santander UK to contact borrowers affected by SVR cap margin rise in 2008
Santander UK has agreed to contact more than 270,000 mortgage customers that it did not give clear information when it raised the cap margin linked to its SVR in 2008. -
Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes
IPB). The IPB has collected a comprehensive set of data on charges and benefits from providers. ... The board of each contributing provider was required to attest in writing to the accuracy and completeness of the data submitted. -
FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. -
Financial Lives 2022 survey: insights on vulnerability and financial resilience relevant to the rising cost of living
The FCA presents early data, from its latest Financial Lives survey, on vulnerability and financial resilience, and insights into the financial positions of UK consumers in May 2022. This data contributes to the evidence base on the rising cost of -
FCA reminds asset managers of importance of meeting investors’ expectations
In contrast, five firms were investing in smarter ways to analyse data from their distributors to better understand the types of customers that were investing in their funds. ... The FCA expects to publish an interim report in summer 2016. -
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance
In this Policy Statement we report on the main issues arising from Consultation Paper 15/30 (Pension reforms – proposed changes to our rules and guidance) and publish the final rules and ... This Policy Statement summarises the responses we received to -
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
This consultation has now closed. We will publish feedback on responses and issue a Policy Statement once we have reviewed your comments. -
Information on time taken to process new authorisations/Section 178 Notices - November 2022
FCA provides information on information on time taken to process new authorisations/Section 178 Notices. -
CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance
We will consider your feedback and publish our final Handbook changes and finalised guidance as soon as possible before the implementation deadline of 18 September 2016.