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Showing 1481 to 1490 of 1577 search results for publish complaints data.
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FS16/13: Interim feedback to the Call for Input to the post-implementation review of the FCA’s crowdfunding rules
In this Feedback Statement, we report on the main issues arising from the Call for Input to the post-implementation review of the FCA’s crowdfunding rules and set out our next steps. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
Number of STORs received: 3 July - 31 December 2016
Suspicious transaction and order reports we received in 2016. -
Call for Input: Terms and definitions for services which are linked to payment accounts and subject to fees
We will publish a Feedback Statement during the first half of September 2015. -
Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)
The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject. -
CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules
We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules. -
PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service
In this policy statement, we summarise and respond to feedback to Consultation Paper 18/16: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service. -
CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments
We intend to publish our feedback at the end of the year. -
Understanding approaches to D&I in financial services
The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their -
FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also