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Showing 1501 to 1510 of 1577 search results for publish complaints data.

  1. Draft Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

    Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
    This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.

  2. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

    Consultation papers Published: 06/07/2015 Last modified: 07/02/2022
    In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

  5. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

    Policy statements Published: 04/10/2021 Last modified: 04/10/2021
    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.

  6. FCA says firms must do more to ensure financial promotions do not mislead

    Press Releases Published: 13/08/2014 Last modified: 29/11/2016
    The FCA acts on complaints received from the public, the Advertising Standards Authority and other organisations.

  7. PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 03/09/2016
    In this policy statement we report on the main issues arising from CP15/6 (Consumer credit – proposed changes to our rules and guidance) and publish the final rules and guidance.

  8. FCA stops Alexander David Securities Limited disposing of assets without permission

    Statements Published: 29/04/2022 Last modified: 29/04/2022
    The FCA has imposed requirements on corporate advisory firm, Alexander David Securities Limited (ADSL), which means it must not dispose of any assets without the written consent of the FCA. Since 29 June 2020, ADSL has not been permitted to

  9. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

    Statements Published: 27/01/2021 Last modified: 27/01/2021
    In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).

  10. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

    Policy statements Published: 02/01/2015 Last modified: 07/02/2022
    This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.
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