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Showing 1511 to 1520 of 1577 search results for publish complaints data.

  1. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

  2. PS14/4: The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media

    Policy statements Published: 06/03/2014 Last modified: 07/02/2022
    This policy statement summarises and gives response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that came into force on 1 April 2014.

  3. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

  4. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text

    Policy statements Published: 02/04/2014 Last modified: 07/02/2022
    This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised

  5. FS19/04: Fair Pricing in Financial Services: summary of responses and next steps

    Feedback statements Published: 31/10/2018 Last modified: 18/07/2019
    This Feedback Statement (FS) follows the publication of our Discussion Paper (DP) on Fair Pricing in Financial Services in October 2018.

  6. Statement of Policy: Delaying annual company accounts and half yearly financial reports for listed companies during the coronavirus crisis: Q&A

    Markets Published: 26/03/2020 Last modified: 23/03/2022
    Questions and answers relating to delaying annual company accounts during the coronavirus crisis​​​.

  7. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

    Policy statements Published: 29/04/2016 Last modified: 29/04/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services Compensation Scheme:changes to the Compensation sourcebook, and publish the final rules.

  8. CP14/22: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Consultation papers Published: 02/10/2014 Last modified: 02/10/2014
    In this document we are asking for your views on general guidance we plan to publish on the exercise of our functions related to societies registered under the Co-operative and ... We will consider your feedback and publish our guidance in a Policy

  9. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Policy statements Published: 29/03/2016 Last modified: 29/03/2016
    In this Policy Statement, we report on the main issues arising from CP16/3: Financial Services Compensation Scheme Management Expenses Levy Limit 2016/17, and publish the final rules.

  10. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

    Press Releases Published: 11/05/2018 Last modified: 11/05/2018
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence
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