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Showing 1521 to 1530 of 1577 search results for publish complaints data.
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Watch out for signs of loan fee fraud as summer spending fuels financial pressure
With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud. -
Ensuring the UK remains open for business – requirements for foreign-owned firms
Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations
The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. -
CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime
This consultation has now closed.We will consider your feedback and aim to publish a summary of responses and a policy statement in 2018. -
Optimising the Senior Managers and Certification Regime: Policy Statement 19/20 and Feedback to CP 19/4
Today we publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms, including claims management companies. -
Statement on Consultation Paper FSA CP12/25 ‘Enhancing the effectiveness of the Listing Regime’
Here we provide an update on our follow-up to last October’s consultation (FSA CP12/25) on proposed changes to enhance the effectiveness of the Listing Regime. -
Werner Hahn Capital / Werner Hahn Wealth Management (Clone of EEA authorised firm)
Werner Hahn Capital / Werner Hahn Wealth Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson
In April 2010, the Financial Services Act 2010 amended section 391 of FSMA giving the FCA the power to publish decision notices. -
Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money
The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)