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2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
Data Bulletin: May 2017 - Retail intermediary sector
This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms. -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
FSA - CP11/8 [pdf]
Consultation FSA - CP11/8 - The FSA's Consultation paper CP11/08 is entitled 'Data Collection: Retail Mediation Activities Return and complaints data'. -
Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA
The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA). -
Initial Coin Offerings
Consumer warning about the risks of Initial Coin Offerings (‘ICOs’) -
How to complain if you’re a small business
If you’re a small or medium-sized enterprise (SME) and you're unhappy with a product or service, follow these steps to make a complaint. -
British Steel Pension Scheme redress FAQ
The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.