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Building trust in sustainable investments
Speech by Richard Monks on building trust in sustainable investments. -
Primary Market Bulletin 45
This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures. -
UK EMIR for non-financial counterparties
Read more about non-financial counterparties under UK European Market Infrastructure Regulation (UK EMIR), including reporting to trade repositories and risk mitigation for uncleared trades. -
FCA Data Bulletin: Issue 2 - January 2015 [pdf]
This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services. -
Information for customers of Triton Insurance Brokers Ltd
On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts. -
FCA Data Bulletin: Issue 3 - May 2015 [pdf]
The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data. -
FSA Commentary on FSA Complaints Data 2012 H1 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2012 H1 including highlights. -
FCA Data Bulletin: Issue 6 - June 2016 [pdf]
This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest -
Insurance brokers due diligence on insurers
Brokers should be able to demonstrate that they have carefully considered the insurers that they place their customers’ business with. -
Personal data and recruitment
How and why the FCA uses applicants' personal data collected during the recruitment process.