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Showing 741 to 750 of 1577 search results for publish complaints data.

  1. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

  2. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

  3. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.

  4. FSA Annual Report 2012/13

    News stories Published: 10/07/2013 Last modified: 08/11/2016
    This is the FSA's final Annual Report, covering the year leading up to its abolition in April 2013.

  5. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

  6. Information on Whistleblowing - November 2022

    Firms Firm and market data Published: 28/11/2022 Last modified: 09/01/2024
    FCA provides information on Whistleblowing.

  7. FCA Authorisations operating service metrics 2023/24 Q2

    Data Published: 15/11/2023 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2023.

  8. Accessing and using data in wholesale markets Call for Input

    Statements Published: 09/09/2019 Last modified: 09/09/2019
    The FCA said it would publish a Call for Input (CFI) to explore the access and use of data in wholesale markets. The FCA expects to publish this CFI in Q2 2019/20.

  9. Client asset reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

  10. FCA publishes final report on IFPR implementation observations

    News stories Published: 27/11/2023 Last modified: 27/11/2023
    Final report on our multi-firm review into firms’ progress in implementing the ICARA process and reporting requirements under the IFPR.
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