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Showing 351 to 360 of 448 search results for published Primary Market Bulletin.

  1. Increasing confidence: what power posing can tell us about research for regulation

    Insight Published: 23/11/2016 Last modified: 17/02/2017
    likely to be published than null results in a known population of 221 trials. ... Publication bias threatens science by distorting the body of evidence, lending credence to published theories and effects which may not be real, either because they

  2. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    The FCA’s client assets rules are built on a framework of primary and secondary legislation (including the relevant insolvency and company law). ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  3. Equivalence of non-UK regimes

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    Third country issuers must satisfy our measures. Learn more about major shareholding notifications and requirements for issuers of shares and debt securities.

  4. Information on retirement income market data 2019/20 release - November 2020

    FOI Release Date of Release: 10/11/2020
    FCA provides information on aggregated retirement income stock data to March 2020.

  5. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

    Policy statements Published: 02/12/2021 Last modified: 02/12/2021
    We set out our new rules to make primary markets work more effectively for both companies and investors.

  6. PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules

    Policy statements Published: 31/01/2014 Last modified: 27/04/2016
    Policy statements First published:. 31/01/2014. Last updated: 27/04/2016. Share page. ... A robust, balanced, and legally enforceable regime governing PIPs will promote market integrity and consumer protection.

  7. FCA publishes terms of reference for its investment and corporate banking market study

    Press Releases Published: 22/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.

  8. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers Published: 15/09/2016 Last modified: 15/09/2016
    This study looks at two important aspects of reference prices in dark pools - the prevalence of reference pricelatency and primary market choice as the reference price's source. ... For both aspects we then measure the effect for different classes of

  9. TR15/1: Asset management firms and the risk of market abuse

    Thematic reviews Published: 18/02/2015 Last modified: 10/11/2023
    This paper presents our findings from the thematic review of how asset management firms control the risk of committing market abuse.

  10. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 16/12/2022
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.